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Hawley Advisors

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Client assets under management

$71,988,614

More info

Clients

57

42% high-net worth

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

29

Low

Average account size

$1,262,958

About

The firm provides fee-based financial planning and discretionary investment management to individuals and families as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and small businesses. Services described in the brochure include comprehensive financial planning (cash flow, retirement and education planning, tax and estate planning reviews) and ongoing portfolio management tailored to client objectives.

Its investment approach emphasizes strategic asset allocation grounded in Modern Portfolio Theory implemented primarily through no‑load or load‑waived mutual funds and ETFs, with a core‑and‑satellite mix, periodic rebalancing, and tactical reallocations when warranted; the firm may hold elevated cash positions defensively during periods of heightened market risk. The adviser draws on third‑party research and an external research relationship and generally does not use margin, options, or direct short‑selling except via limited exposure funds.

Notably, the firm discloses that advisory affiliates are licensed insurance agents and that insurance commissions may be received when insurance products are recommended, creating a potential conflict of interest that is acknowledged in the brochure. The practice operates as a small team managing roughly $74 million for a modest number of household relationships, offers both hourly/project planning engagements in addition to ongoing management, and delegates custody to third‑party custodians.

Client services

Financial planning Portfolio management

Expertise

General retirement planning General tax planning Cash flow / budgeting Wealth management

Occupation focus

Retired Founder/Business Owner

Fee options

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.55% $10,000,001 - $20,000,000: 0.33% $20,000,001+: Negotiated fee

Project-based

Hourly planning engagements at $250/hour with minimum one hour; administrative services $70/hour; research/analysis $200/hour

Other

Account minimum: $500,000 Minimum fee: $300 annual service charge for accounts below $50,000 Fee-only: Financial planning fees negotiated; minimum fee $500, hourly fee $250/hour for follow-up or extraordinary services

Main office location

Hawley Advisors

1600 South Main Street, Suite 190

Walnut Creek CA 94596, United States

Number of offices

1

Most active in

More info

California · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 925-906-9800

Advisors at this firm

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user avatar

Daniel H

CFP®, Series 63, Series 65

Walnut Creek, CA

Hawley Advisors

Daniel Hawley is a CFP® professional with 42 years of industry experience. He has been with Hawley Advisors since 2005 and previously worked at Foothill Securities, Inc. from 2009 to 2016. Hawley Advisors provides personalized financial planning and discretionary investment management to individuals, households, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm manages approximately $68 million across about 60 client relationships, employing a strategic asset allocation approach with mutual funds and ETFs, periodic rebalancing, and a core-and-satellite investment strategy.

General retirement planning General tax planning Cash flow / budgeting Wealth management Retired Founder/Business Owner
user avatar

Shirley C

Series 63, Series 66

Jurupa Valley, CA

Hawley Advisors

Shirley Coria is a financial advisor at Hawley Advisors with 22 years of industry experience. She holds Series 63 and Series 66 licenses and has worked previously at Independent Financial Group, LLC, Friendly Foods, Inc., and NPB Financial Group, LLC. In addition to her advisory role, she provides independent consulting on financial operations to assist other advisors with basic operational tasks. Hawley Advisors offers personalized financial planning and discretionary investment management to individuals, households, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm manages approximately $68 million across about 60 client relationships and employs a strategic asset allocation approach using mutual funds and ETFs with periodic rebalancing, focusing on a core-and-satellite investment strategy.

General retirement planning General tax planning Cash flow / budgeting Wealth management Retired Founder/Business Owner
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