H
Hawkeye Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,000,000
Clients
16
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$562,500
About
Hawkeye Investment Management is a New Jersey‑registered investment adviser that provides discretionary investment management through separately managed accounts at Interactive Brokers for individuals, families, trusts and small‑business retirement plans. The firm serves a small roster of clients with roughly $9 million in assets and emphasizes larger or qualified investor accounts rather than typical retail individual clients.
The firm’s investment approach centers on a “discount capture” strategy in closed‑end funds, operating both hedged long/short (absolute return) and long‑only closed‑end fund strategies, using ETFs to manage market exposure and employing leverage selectively based on client risk tolerance. Research and trading decisions draw on Morningstar valuation data and institutional ownership information from Insider Score, with discretionary execution and daily account oversight.
What sets the firm apart from many peers is its willingness to accept performance‑based fees from qualified investors while also managing asset‑based accounts side‑by‑side, and the brochure discloses trade aggregation practices intended to address that conflict. The firm’s operational profile is further distinguished by a prior specialist background in closed‑end fund trading, the manager’s use of the same strategies in personal accounts (aggregated with client trades), and reliance on Interactive Brokers’ SMA platform for custody and client trading access.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
20% of profits quarterly for qualified investors (net worth ≥ $1.5 million or account size ≥ $750,000)
Account minimum: $150,000 (negotiable)
Most active in
Hawkeye Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")