Hawk Capital Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,698,044
Clients
5
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$739,609
About
Hawk Capital Wealth Management LLC provides asset management, financial planning, and ERISA-focused retirement-plan services to individuals (including high-net-worth clients), trusts, estates, and qualified retirement plans. The firm bills advisory services on a percentage-of-AUM basis and delivers ongoing, non-discretionary portfolio management and written financial planning engagements.
The firm typically operates on a non-discretionary basis, obtaining client approval for each trade, and uses security analysis techniques such as technical, charting and cyclical analysis alongside long-term purchase strategies when appropriate. For retirement-plan clients it provides plan-level consulting and fiduciary services — including development of investment policy statements, participant education, QDIA selection, and the ability to act as a 3(38) investment manager for plan assets.
Notable distinctions include the principal’s active outside licenses and businesses in real estate brokerage and insurance, through which the firm may offer insurance or real-estate-related services for separate compensation (the brochure discloses these conflicts and mitigation measures). The firm manages a modest asset base for a very small number of clients and emphasizes pension/profit-sharing plan work and predominantly non-discretionary relationships, a mix that is less common among independent advisers.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
$2,000 for financial planning
$0 - $1,000,000: 2.00% annually Over $1,000,000+: 1.50% annually
Main office location
Hawk Capital Wealth Management LLC
Walnut Creek CA, United States
Number of offices
1
Most active in
Hawk Capital Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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