Hawk Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$21,066,764
Total clients
40
40% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
40
Average account size
$526,669
About
Hawk Capital Management is a single-advisor independent firm that provides discretionary investment management and financial planning to individuals, high-net-worth individuals, families, trusts, and client-owned businesses. The firm manages roughly $21 million for about 40 clients and implements portfolios through three primary approaches: a concentrated Core Strategy, a Direct Indexing Strategy, and an Asset Allocation Strategy.
The adviser’s investment process emphasizes fundamental security analysis and discounted cash flow valuation for individual equities, while the Direct Indexing option uses customized, tax-aware portfolios that are not intended to precisely track any index; Asset Allocation accounts are typically implemented with ETFs and other diversified instruments. Accounts are managed on a discretionary basis and the firm’s stated implementation toolkit can include options, leverage (margin and securities-based lending), and other derivatives, with ongoing financial planning and held-away asset advice available under separate engagements.
The brochure highlights several features that differentiate the firm from many independent peers: clients are required to custody accounts at Interactive Brokers and the firm uses fractional-share trading and the broker’s lending facilities, the adviser expressly contemplates the use of borrowing in separately managed accounts and related margin risks, and the firm makes performance information and periodic commentary available to clients and prospective clients alongside its disclosures about strategies and risks.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Tax-loss harvesting
Options & derivatives strategies
Wealth management
Fee options
Standalone financial planning fees typically $1,000 to $10,000 depending on scope and complexity
$0 - /No limit: 2.00% annually (Core Strategy or Direct Indexing Strategy) $0 - /No limit: 0.50% annually (Asset Allocation Strategy)
Ongoing financial planning services typically $1,000 to $10,000 annually billed monthly in advance
Main office location
Hawk Capital Management LLC
Millbury MA, United States
Number of offices
1
Most active in
Hawk Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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