Hawk Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
7
0% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$0
About
Hawk Advisory LLC provides financial planning, investment management, and tax preparation services primarily to individual clients. The firm is fee-only and offers both ongoing and project‑based financial planning engagements, and acts as the paid preparer for federal and state tax returns when engaged.
The firm employs an asset‑allocation framework informed by modern portfolio theory and uses a mix of passive and active strategies across stocks, bonds, mutual funds, and ETFs; it may also incorporate socially conscious (ESG) options when requested. Management is non‑discretionary, and Hawk may subscribe client accounts to model portfolios through Altruist’s Model Marketplace and engage third‑party (Outside) managers as part of portfolio implementation.
Compared with peers, Hawk is a very small practice—one advisor serving seven client households with essentially no discretionary AUM and only $2,610 in reported non‑discretionary assets as of December 31, 2024—and extends its services beyond traditional advisory work. The principal also provides outsourced CFO/business consulting, operates fee‑based financial education seminars and digital courses, and discloses personal real estate investment activities as outside business interests.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Tax prep
Expertise
Business ownership considerations
ESG / Sustainable investing
Occupation focus
Founder/Business Owner
Fee options
Financial planning fixed fees range from $1,000 to $10,000; ongoing financial planning fixed fees range from $350 to $750 per month or $1,050 to $2,250 per quarter.
$0 - $1,000,000: 1% $1,000,001 - $2,500,000: 0.90% $2,500,001+: 0.80%
Project-Based Financial Planning hourly rate is $250 per hour.
Fee-only: Investment management fees as percentage of AUM; Financial planning fees are fixed or hourly; Tax preparation fees fixed or negotiable.
Main office location
Hawk Advisory LLC
1446 A Rhode Island St
San Francisco CA 94107, United States
Number of offices
1
Most active in
Hawk Advisory LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
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