Haven Financial Solutions, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,045,051
Clients
7
86% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$2,149,293
About
Haven Financial Solutions advises individual clients and their related estates or trusts, providing financial planning, investment consultation, and ongoing portfolio management. The firm manages roughly $15 million for a small roster of clients and also offers targeted services such as divorce-financial planning and college‑funding analysis.
The adviser typically implements long-term, passive strategies using indexed mutual funds and ETFs, constructs written investment policy statements, and employs periodic rebalancing; investment supervisory accounts are often managed on a discretionary basis. Planning engagements may be delivered as comprehensive or modular work, and the firm emphasizes coordination with other professionals when appropriate.
Compared with many independent peers, the firm publishes periodicals/newsletter content and conducts educational workshops for groups, offerings that are uncommon among similar advisors. The principal combines financial planning credentials (CFP®, CDFA®, CCPS) with a background in writing and editorial work, supporting the firm’s focus on divorce planning, college planning, and client education.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
Divorce financial planning
College savings (529s, UTMA, etc.)
General tax planning
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.60% annually $3,000,001+: 0.40% annually
$300 per hour for financial planning and investment consultation services; $150 for initial 30-minute consultation (credited if engaged)
Account minimum: $4,000 Minimum fee: $4,000 minimum annual fee for investment supervisory services Fee-only: Fees are paid only as hourly fees, fixed retainers, or asset-based fees; no commissions or performance fees
Main office location
Haven Financial Solutions, Inc
Evanston IL, United States
Number of offices
1
Most active in
Haven Financial Solutions, Inc has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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