Haven Capital Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$143,939,449
Total clients
118
69% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
118
Average account size
$1,219,826
About
Haven Capital Group provides discretionary investment management and portfolio construction for individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations, and corporations and other businesses. The firm implements client-specific written investment policy statements and custody relationships with third-party broker-dealers or banks.
The firm’s investment process emphasizes customized asset allocation, fundamental equity analysis, bond credit analysis, and use of mutual funds and ETFs, with target holding periods generally three to five years for equities and one to ten years for fixed income; tactical adjustments are used for shorter-term opportunities. The brochure discloses occasional use of option transactions and describes brokerage arrangements that include interest charges on debit balances, indicating the firm may transact in client accounts that use borrowing or margin features when appropriate.
Distinctive for an independent advisory firm, the president also maintains a California real estate salesperson license and offers related real estate services (reported as fewer than ten hours per year), an affiliation the firm discloses. The firm reports serving institutional-type clients such as pension plans and charitable organizations and manages roughly $142 million in discretionary assets, which together shape a broader client mix and asset base than many peers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Real estate investing
Fee options
1.50% annually
$750 per hour for advisory services, $200 per hour for travel time
Account minimum: $5,000 annual fee minimum Minimum fee: $5,000 annual fee minimum
Main office location
Haven Capital Group
2625 Townsgate Rd, Ste 330
Westlake Village CA 91361-5751, United States
Number of offices
1
Most active in
Haven Capital Group has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
LinkedIn
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Website
805-963-9050
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