Hathaway Capital Management, LLC

Hathaway Capital Management is a small, independent registered investment adviser managing roughly $41 million for about 25 clients. The firm provides discretionary portfolio management to individuals (including high‑net‑worth clients), corporations, multi‑family offices, and other investment advisers, and also offers outsourced chief investment officer (OCIO) consulting services.

The firm employs a fundamentally driven, generally long‑term investment approach and constructs portfolios from individual stocks, bonds, mutual funds and ETFs, while monitoring and rebalancing to meet client objectives. It also conducts due diligence and provides guidance on select private investments as part of OCIO engagements and discloses the potential use of short‑term margin borrowings in separately managed accounts when deemed appropriate.

What is atypical for a solo adviser is that the firm acts as an adviser/administrator to a closed pooled private vehicle formed to hold a single private placement interest, receives administrative/management fees from that vehicle, and provides portfolio management for pooled vehicles and other advisers. The brochure also discloses affiliated private fund and general‑partner relationships and dual advisory registrations, and describes specific safeguards (audited financials, investor reporting, and documented conflict disclosures) used to manage those relationships.