H
Harwood Investment Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,083,344
Total clients
15
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$1,138,890
About
Harwood Investment Group, LLC is a registered independent investment adviser that provides discretionary portfolio management to individuals, trusts and estates. The firm manages roughly $17.1 million across about 15 client accounts and primarily implements portfolios of equities and fixed‑income securities, with occasional use of mutual funds and ETFs.
At the start of each relationship the firm develops a Financial Profile and an Investment Plan that are reviewed periodically, and it generally manages client accounts on a discretionary basis. Investment selection combines fundamental and technical analysis, and the firm employs a range of strategies — including long- and short‑term positions, trading, short sales, margin and options — with portfolios managed and rebalanced according to each client’s objectives.
Compared with many peers, HIG reports that it does not serve non‑high‑net‑worth individual clients, resulting in a small, concentrated client base focused on wealthier individuals, trusts and estates. The firm also segregates accounts into equity and fixed‑income portions for implementation and billing, does not typically vote client proxies, and its principal devotes a small portion of time to a separate performance‑reporting business (~5%).
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $10,000,000: 0.375% (fixed income accounts) $10,000,001+: 0.250% (fixed income accounts) $0 - $5,000,000: 1.000% (equity accounts) $5,000,001 - $15,000,000: 0.750% (equity accounts) $15,000,001+: 0.500% (equity accounts)
Account minimum: Minimum annual fee of $500; minimum portfolio value may be imposed but specific dollar amount not stated Minimum fee: $500 minimum annual fee
Main office location
Harwood Investment Group LLC
2593 Broad Avenue
Memphis TN 38112, United States
Number of offices
1
Most active in
Harwood Investment Group LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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