Harvey Investment Company, LLC

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Client assets under management

$911,040,223

Clients

176

93% high-net worth

Advisors

of 4 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Low

Average account size

$5,176,365

About

Harvey Investment Company provides discretionary portfolio management for individuals (including high‑net‑worth clients) and a range of institutions such as pension plans, trusts, estates, charitable organizations and corporations. The firm manages equity and balanced portfolios and offers a concentrated "Harvey Focus Portfolios" option for clients seeking a mid‑cap‑focused equity sleeve, with limited non‑discretionary advice available on request.

The firm’s investment process is grounded in fundamental analysis of company financials, management and competitive position, and employs both long‑term and short‑term trading strategies across equity and fixed‑income securities. Client circumstances, objectives and risk tolerance are collected through interviews and meetings to shape portfolio implementation, and accounts are reviewed at least quarterly with written reports that may include holdings, transaction history and current and historical performance metrics.

Harvey discloses ownership through WealthTrust Acquisition/Hightower and affiliations with multiple investment adviser affiliates, a broker‑dealer, trust companies and an accounting firm, while noting no material relationships with those affiliates. Managing roughly $1.03 billion with a four‑advisor team (a relatively high AUM per advisor), the firm also describes client participation in wrap‑fee arrangements (though it does not act as the wrap sponsor) and outlines its use of brokerage research, commission review and performance reporting in client materials.

Client services

Portfolio management

Expertise

Concentrated stock management Active portfolio management Options & derivatives strategies

Fee options

Percentage

$0 - $1,000,000: 1% per annum $1,000,001 - $3,000,000: 0.75% per annum $3,000,001+: 0.50% per annum

Other

Account minimum: $500,000

Main office location

Harvey Investment Company, LLC

297 North Hubbards Lane, Suite 102

Louisville KY 40207, United States

Number of offices

Most active in

California · Colorado · Florida · Georgia · Illinois · Kentucky · North Carolina · Ohio · South Carolina · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 502-339-8270

Advisors at this firm

Samuel H

Series 63, Series 66

Louisville, KY

Harvey Investment Company, LLC

Samuel Harvey is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding Series 63 and Series 66 designations with 25 years of industry experience. He has been with Harvey Investment Company since 2000 and is also associated with J.J.B. Hilliard, W.L. Lyons, Inc. since 1971. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios, using fundamental analysis and offering both long-term and short-term investment strategies.

Concentrated stock management Active portfolio management Options & derivatives strategies

Joshua J

Series 65

Louisville, KY

Harvey Investment Company, LLC

Joshua Jevne is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding a Series 65 designation with 15 years of industry experience. He has been with Harvey Investment Company since 2010. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm emphasizes fundamental analysis with both long- and short-term equity and balanced portfolio management, overseeing approximately $941.5 million in regulatory assets.

Concentrated stock management Active portfolio management Options & derivatives strategies

Samuel N

Series 66

Louisville, KY

Harvey Investment Company, LLC

Samuel Noble is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding a Series 66 designation and with 13 years of industry experience. He has been with Harvey Investment Company since 2013. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios and utilizes fundamental analysis in its investment process, managing approximately $941.5 million in regulatory assets.

Concentrated stock management Active portfolio management Options & derivatives strategies

Mary H

Series 63, Series 65

Louisville, KY

Harvey Investment Company, LLC

Mary Herrmann is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, with 11 years of industry experience. She holds the Series 63 and Series 65 designations and has been with Harvey Investment Company since 2000. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios, employing fundamental analysis and offering specialized products such as the Harvey Focus Portfolios.

Concentrated stock management Active portfolio management Options & derivatives strategies

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