Harvey & Companies, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,318,670
Clients
50
20% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$186,373
About
Harvey & Companies provides fee-based portfolio management primarily for individual and high‑net‑worth clients and also supports ERISA‑qualified retirement plans. Its services include discretionary portfolio management for individuals and consulting to plan sponsors, including assistance in constructing investment menus through third‑party administrator platforms.
The firm favors a passive, asset‑allocation approach grounded in the Efficient Market Hypothesis, Modern Portfolio Theory and a three‑factor framework, implementing portfolios with index funds, ETFs and mutual funds and using a benchmark allocation around 60% equities and 40% fixed income with an approximate 50/50 split between U.S. and international equities. Harvey & Companies is developing a method called “Portfolio Allocation Plus” that emphasizes ETFs and may, in some cases, allocate the fixed‑income sleeve to an equity‑index annuity as an alternative to traditional bonds.
Notably, the firm provides limited‑scope (3(21)) fiduciary services to retirement plan sponsors—preparing investment menus, performance reports and periodic manager reviews via TPA platforms—which is uncommon for firms of its size. Its advisors are also licensed to sell insurance and annuity products, a relationship the brochure discloses as a potential conflict that can affect how fixed‑income allocations are implemented.
Client services
Portfolio management
Pension consulting
Expertise
Passive / index investing
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $5,000,000: 2.00% annually Over $5,000,000+: 1.50% annually
Insurance commissions earned by licensed insurance agents within the firm.
Account minimum: $100,000 (minimum initial investment to open a managed account, subject to waiver) Fee-only: Asset-based fees with tiered percentages as above; fees are asset-based and do not include commissions.
Main office location
Harvey & Companies, Inc.
2950 5 Th Avenue North
St. Petersburg FL 33713, United States
Number of offices
1
Most active in
Harvey & Companies, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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