Harvest Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$78,665,396
Clients
275
5% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
275
Very HighAverage account size
$286,056
About
Harvest Financial Group is a solo independent registered investment adviser that serves individuals, trusts, estates, charitable organizations and business entities. The firm provides financial planning, discretionary portfolio management across three named strategies (Low Volatility Income, Moderate Growth & Income, and Growth), sub‑advisory services, recommendations of third‑party advisers, and participant (held‑away) account management.
The firm’s investment approach blends proprietary principles with vetted third‑party signals and sub‑advisors, using tactically driven quantitative allocation alongside charting and technical analysis to manage risk and volatility. Harvest conducts due diligence on third‑party advisers and implements discretionary trading and rebalancing consistent with client risk profiles and its stated allocation strategies.
Harvest is notable for an unusually high client load for a solo adviser — roughly 275 clients with about $78.7 million in assets under management — and for disclosing prior regulatory and legal matters from 2017, including a state insurance bureau order, a fine and a civil litigation that resulted in monetary damages; the brochure states the firm has added policies and procedures in response. The firm’s principal also operates as a licensed independent insurance agent and may recommend insurance products for separate compensation, a relationship the firm discloses as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
Passive / index investing
Fee options
Fixed fee from $400 to $2,000 for written financial planning services (negotiable)
$0+: .50% to 2.50% annually (negotiable based on account size) for portfolio management services $0+: 1.00% annually for sub-advisory portfolio management services (negotiable)
Up to $200 per hour (negotiable) for financial planning services
Fee-only: Fixed fees $400 to $2,000 for written financial plans; hourly fees up to $200 per hour (negotiable)
Main office location
Harvest Financial Group, LLC
3900 Westerre Parkway, Suite 300
Richmond VA 23233, United States
Number of offices
1
Most active in
Harvest Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
California · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")