Harvest Capital Assets, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$67,000,000
Total clients
233
4% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
78
Average account size
$287,554
About
Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and related advisory services to individual and high-net-worth clients. The firm also delivers financial planning during onboarding and manages accounts using a broad set of investment vehicles, including individual equities, mutual funds, ETFs, fixed income, real estate funds, annuities, private placements and venture capital.
HCA tailors portfolios to each client’s goals, time horizon and risk tolerance and employs multiple methods of analysis — including fundamental, technical, quantitative, cyclical analysis and modern portfolio theory. The firm implements a range of trading strategies, from long-term positions to short-term trades, and uses options, margin and short-sale strategies while seeking to allocate limited opportunities (such as IPOs) fairly among clients.
Compared with many small advisory firms, HCA commonly recommends individual securities to the majority of its clients and manages all client assets in-house rather than selecting third‑party managers. It also offers access to less common investments for a firm of its size — including private placements and venture capital — uses higher‑risk trading strategies, and operates without an account minimum.
Client services
Fee options
1.55% annually flat rate on all assets
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Harvest Capital Assets, LLC
Sanborn NY, United States
Number of offices
2
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