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Harvest Capital Assets, LLC

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Client assets under management

$71,700,000

Clients

246

4% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

82

High

Average account size

$291,463

About

Harvest Capital Assets LLC provides ongoing portfolio management and related financial planning primarily to individual and high‑net‑worth clients, overseeing roughly $72 million in client assets across about 246 accounts. Services include tailored investment strategy, asset allocation, securities selection, and regular portfolio monitoring, with financial planning offered during onboarding at no additional charge.

The firm emphasizes individualized portfolio management and reports that it primarily recommends individual equities to a majority of clients while also employing mutual funds, ETFs, fixed income, REITs, annuities, commodities, private placements and venture capital when appropriate. Its analytical approach combines fundamental, technical, quantitative and modern portfolio theory, and it uses a broad set of trading strategies — including long‑ and short‑term trading, options, margin and short sales — which can involve elevated risk.

Noteworthy features for a firm of this size include no stated account minimum and management of all client assets in‑house rather than through third‑party managers, along with an internal policy to seek fair allocation of limited investment opportunities such as IPOs. The firm recently added LPL Financial as a custodian and discloses the potential receipt of research or other services (soft‑dollar benefits); it also does not accept performance‑based fees and does not accept proxy‑voting authority for client securities.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies Private / alternative investments Real estate investing Annuities

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Fee options

Percentage

1.55% annually

Main office location

Harvest Capital Assets, LLC

Sanborn NY, United States

Number of offices

2

Most active in

Florida · New York · North Carolina · South Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

David C

Series 65

Sanborn, NY

Harvest Capital Assets, LLC

David Caldwell is a financial advisor at Harvest Capital Assets, LLC with six years of industry experience. He holds a Series 65 designation and has been with Harvest Capital Assets since 2015. Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients. The firm tailors portfolios to client goals and risk tolerance, employing a variety of investment vehicles and strategies, including individual securities, private placements, and venture capital, and manages all client assets in-house.

Options & derivatives strategies Private / alternative investments Real estate investing Annuities
user avatar

Alexander S

Series 66

Sanborn, NY

Harvest Capital Assets, LLC

Alexander Skabry is a financial advisor at Harvest Capital Assets, LLC with 15 years of industry experience. He holds the Series 66 designation and has been with Harvest Capital Assets since 2010. The firm provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients, tailoring portfolios to client goals and employing a variety of investment strategies and vehicles. Harvest Capital Assets manages all client assets internally and offers access to private placements, venture capital, and higher-risk trading strategies without an account minimum.

Options & derivatives strategies Private / alternative investments Real estate investing Annuities
user avatar

James H

Series 66

Sanborn, NY

Harvest Capital Assets, LLC

James Hedges II is a financial advisor at Harvest Capital Assets, LLC with 17 years of industry experience. He holds a Series 66 designation and has previously worked at Wells Fargo Advisors and Wells Fargo Clearing Services. Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients. The firm manages all client assets in-house, employs a variety of investment strategies including private placements and venture capital, and operates without an account minimum.

Options & derivatives strategies Private / alternative investments Real estate investing Annuities
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