H
Harris Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,031,667
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$2,606,333
About
The firm is a solo, state‑registered wealth manager that provides discretionary investment management and both comprehensive and focused financial planning for individuals, families and related trusts, currently overseeing roughly $13 million in client assets. It offers in‑house portfolio construction and also allocates accounts to outside manager platforms and model marketplaces provided through its custodial relationships.
The firm centers client work on a written Investment Policy Statement and generally favors a passive‑indexed, broadly diversified approach with periodic rebalancing and targeted tactical adjustments; equity allocations are divided into a long‑hold “static” sleeve and a valuation‑driven “flex” sleeve. Fixed‑income construction is tax‑aware (including a preference for municipal bonds or laddered individual bonds for larger accounts) and the adviser typically manages accounts on a discretionary basis.
What is distinctive is that the firm’s principal maintains active real estate and mortgage‑originator licenses and an insurance license (the insurance license is not currently used), and the principal earns compensation from loan originations while dedicating a portion of time to lending activities — arrangements the brochure discloses as potential conflicts of interest. The firm’s very small client base and its routine use of third‑party model marketplaces and digital custodial platforms are also noteworthy operational features compared with many peers.
Client services
Portfolio management
Expertise
General retirement planning
Charitable giving & philanthropy
Cash flow / budgeting
Fee options
Account minimum: $100,000 (may be waived) Minimum fee: $1,000 annual minimum fee for In-House management
Main office location
Harris Wealth Management
Ventura CA, United States
Number of offices
1
Most active in
Harris Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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