H
Harris Financial Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$43,000,000
Total clients
54
31% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
54
Average account size
$796,296
About
Harris Financial Services, Inc. provides personalized financial advice and investment management primarily to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm combines ongoing asset management and periodic planning consultations, managing roughly $40 million for about 54 clients through a single-advisor practice.
The firm’s investment approach uses passively managed index funds and exchange-traded funds as the core of portfolios, with selectively added actively managed funds and global diversification to control market risk. All accounts are managed on a non‑discretionary basis (trades executed with client approval under a limited power of attorney), and the firm offers timing commentary and periodic reviews to guide client actions.
Noteworthy among peers, the brochure discloses associations with other firms for specialized tax and estate planning and the principal’s prior roles at registered-adviser subsidiaries of Wisconsin Financial Group, Inc., indicating adviser affiliations that are uncommon for firms of this size. The firm also emphasizes a mixed-active/low‑risk allocation within its assets under management and delegates custody to qualified custodians while retaining no proxy‑voting authority for client securities.
Client services
Portfolio management
Expertise
General retirement planning
Wealth management
Cash flow / budgeting
Fee options
0.25% annually on all managed assets
Commissions may be earned from sales of fixed annuities in certain circumstances; no hourly fee charged for this advice
$88 per hour for financial advice; $41 per hour for staff technical services
Fee-only: $88 per hour for financial advice; $41 per hour for staff technical services
Main office location
Harris Financial Services, Inc.
382 S. Koeller Street
Oshkosh WI 54902, United States
Number of offices
1
Most active in
Harris Financial Services, Inc. has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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