Harris Financial Consulting, PLLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$0
About
The firm provides financial planning, portfolio advisement, retirement planning, philanthropic investment advice, financial document drafting, and educational seminars/workshops to both retail and institutional clients. It monitors client accounts through custodians and reports approximately $529,000 in assets under advisement across a very small client base, while not maintaining discretionary trading authority.
The firm’s investment approach is grounded in Modern Portfolio Theory and informed by behavioral finance, favoring diversified, long‑term strategies such as buy‑and‑hold, dollar‑cost averaging, and periodic rebalancing, with quarterly or semi‑annual reviews and tailored plans developed through detailed client information gathering. As a fee‑only advisor, it provides non‑discretionary recommendations and implements client‑directed transactions through selected custodians, with an emphasis on client engagement in decision making.
Notable or uncommon aspects include the provision of educational seminars and workshops, a service relatively rare among independent peers, and a practice that explicitly addresses institutional and nonprofit entity engagements as well as philanthropic planning and formal document drafting (e.g., investment policy statements). The firm’s small roster and stated focus on long‑term investors planning for retirement, legacy, generational wealth, and philanthropic impact suggest it targets more specialized or higher‑net‑worth objectives rather than mass‑market, non‑HNW retail clients, and it also operates alongside a separate process‑consulting business that may influence the scope of services offered.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Charitable giving & philanthropy
Fee options
Basic Financial Plan: $500 each; Comprehensive Financial Plan: $1000 each; Investment Policy Statement: $1000 each; Financial Assessment: $500 each; Institutional/Business Entity plans and statements start at $2500 each
$50,001+: 1.50% annually (Retail Advisory Account - monthly billing) $1,000,001+: 1.50% annually (Institutional Advisory Account - quarterly billing)
$150 per hour
Account minimum: $50,001 for Retail Advisory Account (RAA); $1,000,001 for Institutional Advisory Account (IAA); No minimum to open or maintain an account stated elsewhere Fee-only: Fee-only investment advisor; no commissions or asset-based sales charges received by the firm
Main office location
Harris Financial Consulting, PLLC
Alvin TX, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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