Harris & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,161,177
Clients
61
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
Very HighAverage account size
$609,200
About
Harris & Associates provides investment advisory and consulting services to individuals and families as well as to trusts, estates, charitable organizations and corporate clients. Services include discretionary portfolio management, financial planning and executive benefit plan design, enrollment and administration for both qualified and non-qualified plans.
The firm combines Modern Portfolio Theory with active portfolio management, employing diversified allocations to mutual funds, ETFs, separate accounts, alternative investments and risk‑transfer products to reduce unsystematic risk. Portfolios are reviewed through an Enhanced Tactical Management (ETM) process that generates weekly trailing performance reports to support tactical adjustments, with formal reviews at least annually.
Compared with many solo independent advisers, the firm’s client mix and service set are broader than typical: it explicitly serves charitable and corporate clients and provides portfolio management for institutional arrangements as well as executive benefits consulting (deferred compensation, SERPs, plan administration). The brochure also discloses that firm personnel hold broker‑dealer and insurance licenses and may recommend commissionable products, with policies in place to manage those potential conflicts under the firm’s fiduciary obligations.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Private / alternative investments
Occupation focus
Executive
Founder/Business Owner
Fee options
Flat fees including one-time setup fees $50-$500, Initial Consulting Fees $200-$10,000, and other negotiated fixed fees $200-$10,000.
Under $50,000 - $49,999: 2.60% $50,000 - $99,999: 2.45% $100,000 - $249,999: 2.25% $250,000 - $749,999: 1.95% $750,000 - $1,249,999: 1.70% $1,250,000 - $4,999,999: 1.55% $5,000,000 - $9,999,999: 0.95% $10,000,000+: 0.75%
Commissions from securities sales and insurance products by supervised persons registered with broker-dealer; commissions may offset advisory fees; commissions do not exceed 50% of firm revenue.
Hourly charges from $75 (clerical) up to $450 (advisory representative) depending on the task.
Fee-only: Hourly charges ranging from $75 to $450 per hour depending on service and staff; fixed fees including one-time setup fees $50-$500, Initial Consulting Fees $200-$10,000, and other negotiated fixed fees $200-$10,000; periodic fees possible as specified in Client Services Agreement.
Main office location
Harris & Associates
505 N. Sepulveda Blvd., Suite 5
Manhattan Beach CA 90266, United States
Number of offices
1
Most active in
Harris & Associates has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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