Harris and Harris Wealth Management Group, LLC

Harris and Harris Wealth Management Group is a single-advisor, registered investment adviser that serves individuals, high‑net‑worth clients, trusts, estates and businesses, and also provides retirement plan advisory services to plan sponsors. The firm’s services, as described in the brochure, include non‑discretionary portfolio management, financial planning and consulting, managed‑account referrals, and retirement plan (3(21)) support.

The firm frames investment work around a five‑part process — asset allocation, asset placement, behavioral and emotional motivators, client education, and independent estate‑planning review — and uses both fundamental and technical analysis to implement recommendations. Portfolios are generally managed on a non‑discretionary basis with ongoing monitoring and rebalancing, and the brochure notes the possible use of instruments such as ETFs, mutual funds, options and margin borrowings and explains the associated risks.

Noteworthy items in the brochure that distinguish the firm from many peers include an explicit emphasis on retirement‑plan and institutional work (including 3(21) plan advisory services), the provision of educational offerings such as an Investment Group Retreat for executives, and the principal’s public‑facing activities (two firm websites and a published book). The firm also discloses an institutional platform relationship with Trade‑PMR that provides software and support benefits and describes referral arrangements to unaffiliated managers, with related fee‑sharing and conflict disclosures.