Harper Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$46,046,000
Total clients
73
19% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
73
Average account size
$630,767
About
Harper Asset Management is a registered investment adviser that provides discretionary investment management and tailored advisory services to private individuals and high‑net‑worth clients. The firm manages separate accounts and charges asset‑based advisory fees, with billing and custody arrangements conducted through a qualified custodian.
The firm manages client assets using composites and model portfolios, typically running equity sleeves of about 20–30 individual holdings alongside ETFs, mutual funds and fixed‑income models. Investment decisions are driven by fundamental, value‑oriented analysis and include screening methods such as 52‑week low lists; the firm notes it may invest in small and micro‑cap securities, which carry higher liquidity and volatility risk.
Unlike many peers, the firm has had recent business relationships with another advisory entity (including a prior merger) and its principal holds a board position and material beneficial ownership in an OTC‑traded company (The Stephan Company, SPCO). The brochure discloses the compensation and potential conflict associated with that affiliation and describes measures to manage it, including restricting additional purchases of the security, excluding it from composites, and applying standard allocation and trading policies.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
Up to 1.5% annually, negotiated rate
Account minimum: $100,000 (negotiable)
Main office location
Harper Asset Management, LLC
712 Main St
Longmont CO 80501, United States
Number of offices
2
Most active in
Harper Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Georgia · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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