Harnett Investment Advisers LLC

Harnett Investment Advisers is a small registered investment adviser that provides discretionary portfolio management and optional written financial planning to individuals, high‑net‑worth clients, families, trusts, non‑profits and various institutional clients. The firm manages portfolios of marketable securities — including stocks, bonds, mutual funds and ETFs — held at third‑party custodians and implements trades under discretionary authority.

The adviser primarily uses fundamental analysis, applying relative‑value and absolute‑value frameworks to identify securities it considers undervalued, and it actively monitors and rebalances holdings, including the potential for concentration in smaller or mid‑sized companies. Client accounts are reviewed on an ongoing basis, clients receive custodial statements monthly or quarterly, and the firm meets with clients at least annually or more frequently as needed.

The brochure discloses that affiliated accounts may trade alongside client accounts on an aggregated basis and describes specific allocation procedures — block trades, assignment of average prices, and recordkeeping — intended to treat client and affiliated accounts equitably. It also discloses the firm’s ability to negotiate performance‑based fee arrangements for qualified clients and a Code of Ethics that governs employee and firm trading to address conflicts arising from affiliated trading activity.