Harmony Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,337,118
Clients
37
5% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$198,300
About
Harmony Wealth serves individual households, including higher-net-worth clients, and sponsors of employer-sponsored retirement plans. The firm offers investment management alongside tiered financial planning services (ranging from a limited-scope, one-time engagement to ongoing comprehensive planning) as well as retirement plan consulting and fiduciary services for plan sponsors.
The firm typically implements passively oriented, asset-class portfolios constructed with index mutual funds and ETFs and guided by an individualized asset-allocation policy, while also incorporating fundamental and technical analysis where appropriate. Financial planning engagements include implementation support and periodic monitoring for ongoing clients, and a separate, limited-scope planning option designed for clients earlier in the accumulation phase.
What is noteworthy about this small, solo-registered adviser (managing roughly $7.3 million for about 37 clients) is its combination of services that are uncommon for firms its size: it provides educational seminars/workshops and offers pension consulting including both 3(21) advisory and 3(38) discretionary retirement plan services. The firm’s principal holds the CFP designation and the practice includes targeted programs for business-owner planning and income-based, single-session advice, along with pro bono client education activity.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Business sale tax planning
Business exit / sale strategy
Business ownership considerations
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Demographic focus
HENRY (High Earners, Not Rich Yet)
Young Professionals
Fee options
Attune My Wealth Plan fixed fees: $1,500 up to $100,000 income; $2,500 for $100,000 to $150,000 income; $3,500 for $150,000 to $200,000 income.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.80% $3,000,001+: 0.70%
Additional questions after Attune My Wealth Plan final meeting charged at $400 per hour.
Minimum fee: Minimum annual fee of $5,000 for Investment Management Services; minimum annual fee of $5,000 for CorePLAN Financial Planning Services; minimum annual fee of $10,000 for CorePLAN+ Financial Planning Services. Fee-only: CorePLAN Financial Planning Services: Initial fee $1,000 plus ongoing monthly fee (minimum $5,000 annually); CorePLAN+ Financial Planning Services: Initial fee $1,500 plus ongoing monthly fee (minimum $10,000 annually); Attune My Wealth Plan: Fixed fee ranging from $1,500 to $3,500 depending on household income.
Main office location
Harmony Wealth
Madison WI, United States
Number of offices
1
Most active in
Harmony Wealth has reported serving >5 clients in these states in the last 12 months.
Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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Website
608-571-4399
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