Harlow Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$118,946,260
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
100
78% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$1,189,463
About
Harlow Capital Management, LLC provides discretionary investment management for a mix of individual and institutional clients, including individuals, high‑net‑worth clients, corporations, trusts, charitable organizations and private pooled funds. The firm manages separately managed equity and fixed‑income accounts and sponsors and advises private funds, including sector‑focused vehicles such as an energy infrastructure fund and several single‑purpose funds.
The adviser follows a value‑oriented, disciplined process that emphasizes fundamental analysis supplemented by technical analysis and tailors asset allocation to each client’s objectives and risk tolerance. HCM may employ leverage, options and short selling as part of its strategies, and conducts at least bi‑monthly portfolio reviews while allowing clients to set investment restrictions on separate accounts.
What distinguishes the firm from many peers is that it acts as a fund sponsor and private fund adviser through a related general partner (Arbco, L.L.C.), offers pooled investment vehicles, and uses performance‑based fee arrangements on both qualified separate accounts (a 20% performance fee over a 12% target for certain equity accounts) and on its funds (20% of net profits). The firm also discloses occasional commission‑based activities from life insurance sales and consulting roles and recently transitioned to SEC registration while closing and distributing assets from two single‑purpose funds, all of which are addressed in its fund and advisory disclosures.
Client services
Portfolio management
Expertise
Active portfolio management
Private / alternative investments
Options & derivatives strategies
Concentrated stock management
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 2.0% annually $1,000,001 - $5,000,000: 1.5% annually $5,000,001 - $10,000,000: 1.0% annually
Life insurance products sold on commission basis by Mr. Harlow (small portion of total compensation)
20% of excess performance above 12% annually for equity separate accounts over $1,000,000; 20% of net profits annually for private funds.
Account minimum: $250,000
Main office location
Harlow Capital Management LLC
Dallas TX, United States
Number of offices
1
Most active in
Harlow Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Advisors at this firm
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