Hardy & Hardy Co LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$269,406,039
Total clients
243
63% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
122
Average account size
$1,108,667
About
Hardy & Hardy Co LLC provides investment advisory services to individuals, trusts, estates, corporations and profit‑sharing plans, managing approximately $269 million for its client base. In addition to nondiscretionary portfolio management, the firm offers insurance products and retirement plan administration through an affiliated third‑party administrator.
The firm operates on a non‑discretionary basis, obtaining client approval before placing trades and conducting continuous oversight with formal reviews at least semi‑annually; portfolios are tailored using a risk tolerance evaluation and commonly include mutual funds, ETFs, equities, bonds, CDs, life insurance and annuities. Documented strategies include dollar‑cost averaging, rebalancing and laddering of bonds/CDs, and clients may impose investment restrictions on their accounts.
Hardy & Hardy’s business model is notable for several atypical affiliations: its advisors are dually registered with LPL Financial (a broker/dealer) and act as agents for Ohio National Life Insurance, and the firm operates H & H Retirement Services as an affiliated pension/TPA, creating multiple revenue streams beyond advisory fees. The brochure discloses that the firm receives support and transitional assistance from its clearing broker/custodian, which the firm identifies as a potential conflict of interest when recommending custodial or commission‑based products.
Client services
Expertise
Fee options
$50,000 - $249,999: 1.25% $250,000 - $499,999: 1.00% $500,000 - $999,999: 0.75% $1,000,000+: 0.50%
Separate commission-based compensation earned as registered representatives through LPL Financial Services for securities and insurance products.
Account minimum: $50,000
Main office location
Hardy & Hardy Co LLC
3605 Shawnee Road
Lima OH 45806, United States
Number of offices
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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