H
Haney Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,931,210
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$965,605
About
The firm provides portfolio management and limited-scope investment consulting to individual clients, offering both discretionary and non‑discretionary services and charging asset‑based fees for ongoing management. It also offers one‑time consulting engagements focused on specific client‑identified issues and recommendations.
The firm’s investment process emphasizes fundamental analysis—evaluating earnings, margins, and return on equity—across exchange‑listed securities, over‑the‑counter issues, ETFs, and mutual funds, and may employ technical analysis for timing. Strategies span long‑ and short‑term holdings, and recommendations are tailored to client objectives and reviewed at least annually.
What is noteworthy is the firm’s very small client roster and modest regulatory assets under management (approximately $1.93 million), which results in concentrated client relationships compared with many peers. The firm operates on a fee‑only basis, does not accept third‑party compensation or participate in wrap programs, does not custody client assets, and executes each client’s transactions independently rather than aggregating orders.
Client services
Portfolio management
Investment consulting
Expertise
Active portfolio management
Fee options
1.00% annually
Hourly rate starting at $175 per hour, negotiable
Fee-only: Fee-only investment advisory firm compensated solely by Client fees, no commissions or other compensation accepted
Main office location
Haney Capital Management
Dana Point CA, United States
Number of offices
1
Most active in
Haney Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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