Hampton Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
100
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$0
About
Hampton Financial Services provides investment advisory and financial planning services to individuals, families, trusts, estates, and charitable or business entities. The firm focuses on delivering advice and planning rather than managing or holding client assets and is not affiliated with a broker‑dealer for securities trading.
The firm’s planning process uses a mix of fundamental, technical, and cyclical analysis, generally oriented toward long‑term strategies with occasional short‑term tactics, and clients receive periodic reviews and are encouraged to report changes in their circumstances. Hampton bills financial planning on an hourly basis and does not exercise investment discretion over client accounts.
Notably, the firm accepts commissions for insurance company products, including life insurance and fixed annuities, which introduces an insurance brokerage component alongside its advisory work — an arrangement that is uncommon among similar advisers. Hampton also does not maintain assets under management, does not custody client funds or direct brokerage, and functions primarily as a fee‑for‑advice practice rather than a discretionary asset manager.
Client services
Financial planning
Educational seminars or workshops
Personal income tax returns - federal & states
Personal income tax returns - federal & states
Expertise
General retirement planning
Fee options
Receives commissions for insurance products including life insurance and fixed annuities
Hourly fees ranging from $75 to $200 per hour depending on complexity
Fee-only: Hourly fees ranging from $75 up to $200 per hour, negotiable based on complexity
Main office location
Hampton Financial Services
Naperville IL, United States
Number of offices
0
Most active in
Hampton Financial Services has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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