Hammerhead Financial Strategies, LLC logo

Hammerhead Financial Strategies, LLC

Updated today

Total assets under management

$3,797,107

Total clients

10

100% high-net worth

Total advisors

2

of 2 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

5

Average account size

$379,711

About

Hammerhead Financial Strategies provides discretionary portfolio management, financial planning and ad hoc consulting for a small, primarily high‑net‑worth client base. The firm reports roughly $3.8 million in discretionary AUM across ten client accounts and offers both ongoing management and standalone planning engagements.

The firm’s investment approach is active and opportunistic, relying on proprietary trading methodologies and a mix of strategies (Technical Momentum and Asset Allocation) that draw on fundamental, technical and behavioral analysis, including social‑media driven trading signals. Holdings tend to be higher‑beta equities (often small‑cap), traded across short and long time frames, with cash reserves and diversification used as primary risk controls and occasional use of inverse or leveraged ETFs for hedging.

Distinctive features disclosed in the brochure include a formal performance‑based fee program (a negotiable base fee plus 20% of annual trading profits above a high‑water mark, with regulatory eligibility thresholds) and explicit acknowledgment of leverage and borrowing considerations (discussion of leveraged/inverse ETFs and custodial margin interest). The firm also discloses an affiliated subscription market‑commentary business and outside publishing activity by a principal that can occupy a substantial portion of his time, and the firm’s filings indicate it serves a material non‑U.S. client segment.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Concentrated stock management

Fee options

Fixed

Up to $5,000 fixed fee for initial financial planning engagement

Percentage

$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% Over $1,000,000+: 1.50% $0 - $1,000,000: 1.00% Over $1,000,000+: 0.80%

Project-based

Up to $300 per hour for financial planning and consulting services

Performance-based

Base management fee up to 2.00% annually plus 20% of annual trading profits above high watermark

Other

Account minimum: $50,000

Main office location

Hammerhead Financial Strategies, LLC

Conover NC, United States

Number of offices

2

Most active in

Florida · North Carolina

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")