Halo Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,408,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
52
75% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
52
HighAverage account size
$892,462
About
Halo Capital Management LLC is a small independent registered investment adviser that provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, and also serves pension and profit‑sharing plans with plans to work with other institutional investors. Like many independents, it charges asset‑based advisory fees and constructs diversified portfolios using mutual funds and exchange‑traded funds.
The firm tailors portfolios through an investment policy statement and a risk‑tolerance questionnaire, emphasizing strategic asset allocation and diversification over market timing. Portfolios typically use marketable securities, ETFs and mutual funds, and the firm also implements tactical adjustments and a systematic quantitative allocation strategy in certain models.
Notably, the firm accepts performance‑based fee arrangements for qualified clients under Rule 205‑3 and manages accounts that are both performance‑fee and non‑performance‑fee based, with monitoring procedures to address allocation conflicts. The managing member is also licensed as an insurance agent and may offer insurance or fixed annuity products to clients, a business activity the firm discloses and manages for potential conflicts.
Client services
Portfolio management
Financial consulting
Expertise
Active portfolio management
Factor investing / smart beta
Tax-loss harvesting
Fee options
Fixed fees range from $250 to $10,000, negotiable and dependent on service complexity
$0 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
Advisor member licensed as insurance agent may receive commissions on insurance and fixed annuity products
For qualified clients, Asset Management Fee ranges 0.25% to 0.50% annually plus Performance Fee 20%-25% of net realized and unrealized gains charged quarterly
Account minimum: $300,000 Minimum fee: Fixed fees range from $250 to $10,000, negotiable and may be waived if Asset Management Fee is charged
Main office location
Halo Capital Management, LLC
4000 Legato Road, Suite 1100
Fairfax VA 22033, United States
Number of offices
1
Most active in
Halo Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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