H
Hallgren Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,000,000
Total clients
20
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$2,950,000
About
Hallgren Financial provides discretionary portfolio management to individuals, high‑net‑worth clients, pension or profit‑sharing plans, and business entities, working with a small client base rather than mass retail accounts. The firm manages approximately $59 million across about 20 client relationships and creates individualized portfolios based on each client’s objectives, time frame, and risk parameters.
The firm’s stated investment approach is tactical asset allocation, with periodic rebalancing to capture short‑term market opportunities and return portfolios to strategic mixes. Portfolios may include mutual funds, ETFs, stocks, bonds and, at times, leveraged or inverse funds; the brochure notes the elevated volatility and compounding risks associated with leveraged and inverse products.
Distinctive features include a relatively high assets‑per‑client concentration for a single‑advisor practice and a formal onboarding process that uses an 11‑facet financial survey to produce individualized Client Investment Profiles. The advisor meets with clients at least quarterly, operates under discretionary authority, and has documented safeguards for third‑party transfer instructions while recommending an independent custodian relationship.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $5,000,000: 1.00% $5,000,001+: 0.75%
Main office location
Hallgren Financial LLC
Kalamazoo MI, United States
Number of offices
1
Most active in
Hallgren Financial LLC has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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