Halieus Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,130,704
Total clients
4
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
4
Average account size
$282,676
About
Halieus Investment Advisors is a small, state‑registered independent advisory firm that provides discretionary portfolio management, financial planning, and consulting to individuals, trusts, corporations, pension plans and charitable organizations. The firm also offers specialized services on request, including institutional investment consulting and active trading management for clients who seek a higher‑frequency approach.
The firm emphasizes customized portfolios built primarily through individual equities and bonds to pursue tax efficiency and to avoid layering of fees found in pooled vehicles. Its investment process combines fundamental, technical and macroeconomic analysis with asset allocation disciplines; it also treats volatility as a distinct asset class and may use volatility‑oriented ETFs in limited positions while generally holding bonds to maturity to limit turnover.
What distinguishes the firm from many solo independent advisers is an explicit affiliation with a separate tax/accounting practice: the principal is a licensed CPA who operates an accounting firm that specializes in taxation and currently accounts for a portion of the firm’s professional time, and some investment clients also use the tax practice. The firm also publishes and charges for educational classes and workshops for private investors, traders, advisors and institutions — a service offering that is relatively uncommon among peers of this size.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Fee options
Educational classes or workshops fees range from $25 to $150 per class.
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.75% Over $5,000,000+: 0.65%
Financial Planning: $150 per hour (negotiable); Consulting Services: $150 to $300 per hour; Educational Classes: $75 to $150 per hour; Teaching for traders, institutional clients and advisors on hourly negotiated basis.
Fee-only: Fees are directly debited or paid by check; no commissions received; fee-only investment adviser.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Halieus Investment Advisors
113 South Timber Way
Broadway VA 22815, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")