Hale Financial Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,979,063
Clients
72
0% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
72
HighAverage account size
$360,820
About
Hale Financial Solutions serves individuals and families and also provides investment advisory services to municipalities, small businesses, and corporate clients. Its offerings include discretionary portfolio management, retirement-plan advisory for small employers, and financial planning delivered as either a one-time engagement or on an ongoing basis.
The firm primarily follows a passive, asset-class approach, building portfolios from index mutual funds and exchange-traded funds and creating individualized investment policies based on clients’ goals, time horizons, and risk tolerances. It may implement client accounts through a digital wealth platform (Betterment for Advisors) or through institutional custodians and conducts periodic reviews to confirm suitability and any client-imposed restrictions.
Noteworthy aspects of the firm include its provision of educational seminars and speaking engagements for groups, which the brochure describes as purely educational and sponsored by event hosts. The firm’s service mix—combining passive portfolio management, use of third-party digital platform sub-advisors, and municipal investment advisory work—differentiates it from many peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Retirement income strategy
Income planning
General estate planning guidance
Tax-loss harvesting
Passive / index investing
Occupation focus
Founder/Business Owner
Executive
Fee options
$2,400 per year for small business retirement plans up to 5 employees; $3,600 per year for 6 to 15 employees; $1,800 per year flat fee for municipalities
$0 - $1,000,000: 1.25% annually $1,000,000+: 0.75% annually
$200.00 per hour, billed in 30 minute increments, for financial planning if assets less than $300,000 or standalone financial planning
Account minimum: $300,000 minimum for financial planning services included with investment management; financial planning available for clients with less than $300,000 at hourly rate
Main office location
Hale Financial Solutions, LLC
80 East 1 St Avenue
Afton WY 83110, United States
Number of offices
1
Most active in
Hale Financial Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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