H
Haldorson & Pincombe Investment Advisors Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,478,838
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
262
2% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
262
Average account size
$74,347
About
Haldorson & Pincombe Investment Advisors, Inc. provides discretionary portfolio management and ongoing investment advice to individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities. The firm manages roughly $19.5 million in discretionary assets and offers investment‑focused guidance on liabilities, cash flow and risk management without positioning itself as a full financial planning firm.
The firm primarily employs fundamental analysis and implements a mix of long‑term holdings, occasional short‑term trades and infrequent trading, and may use margin when appropriate; portfolio decisions are guided by each client’s stated objectives, time horizon and risk tolerance. Accounts are reviewed at least quarterly and reporting is delivered through custodians, with the firm exercising discretion subject to any client‑imposed restrictions.
Distinctive features include an unusually high number of client relationships relative to assets under management — the firm services more than 260 client accounts — and active insurance affiliations: supervised persons are licensed insurance agents who may recommend commissionable insurance products and may spend substantial time on those activities, a conflict the firm discloses and addresses. The firm also uses client‑directed brokerage arrangements, participates in a TradePMR custody program, and does not vote client proxies.
Client services
Portfolio management
Expertise
Active portfolio management
Life insurance needs analysis
Fee options
Up to 1.50% annually
Insurance commissions received by employees for insurance product sales
Main office location
Haldorson & Pincombe Investment Advisors Inc.
202 West Superior Street, Suite 510
Duluth MN 55802, United States
Number of offices
1
Most active in
Haldorson & Pincombe Investment Advisors Inc. has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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