Haas Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$98,376,907
Clients
138
22% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
138
Very HighAverage account size
$712,876
About
Haas Financial provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients. The firm constructs portfolios using individual equities, ETFs, low-cost diversified mutual funds and fixed-income instruments, and also offers retirement account advice and referrals to specialists when appropriate.
The firm’s approach is primarily long-term and fundamentals-driven, supplemented by technical analysis, with portfolios tailored to each client’s goals, risk tolerance and time horizon; tactical trades are made for rebalancing or cash needs and accounts are monitored on a regular basis. Haas Financial may implement strategies directly or through unaffiliated independent managers and relies on custodial platforms for trade execution, custody and reporting.
A distinctive feature is that certain advisory persons are licensed insurance professionals and may sell insurance products for separate, commission-based compensation, a practice the firm discloses as separate from its advisory services and as a potential conflict of interest; these non-advisory insurance activities are disclosed as consuming a small portion of advisor time. The firm reports about $98.4 million in discretionary assets under management and discloses institutional relationships with custodians that provide technology and other non-cash benefits to the adviser.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Income planning
Fee options
Financial planning fixed fees range from $1,500 to $4,000 per engagement.
$0 - $250,000: 1.50% $250,000 - $500,000: 1.35% $500,000 - $1,000,000: 1.20% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.80% $5,000,000+: 0.60%
Fee-only: Financial planning fees range from $1,500 to $4,000 per engagement based on liquid net worth.
Main office location
Haas Financial, Inc.
1619 Periwinkle Way, Suite 102
Sanibel FL 33957, United States
Number of offices
1
Most active in
Haas Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
Arizona · Florida · Minnesota · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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