HA Wealth Advisors Inc.

HA Wealth Advisors provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, as well as pension and profit‑sharing plans. The firm manages a broad range of investments — from mutual funds and ETFs (including precious‑metal ETFs) to fixed income, private equity, hedge funds, and annuities — and offers selection of third‑party managers as part of its services.

The firm documents client goals and risk tolerances in an Investment Policy Statement and generally manages accounts under discretionary authority, using a mix of analysis techniques (fundamental, quantitative, technical, and modern portfolio theory) and a long‑term trading orientation. It conducts due diligence on subadvisers and allocates limited‑supply opportunities (such as certain fund placements and IPOs) with an expressed policy of equitable allocation among clients over time.

Distinctive aspects disclosed in the brochure include formal ties to an accounting practice and the fact that the firm’s principals are licensed insurance agents who may offer insurance products and receive outside compensation, which the firm identifies as a potential conflict and discloses to clients. The firm also uses fee‑sharing arrangements with select third‑party advisers and does not aggregate block trades for multiple client accounts, practices that differ from many peers and are addressed in its disclosure and client agreements.