Gygi Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,788,748
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
192
1% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
192
Very HighAverage account size
$123,900
About
Gygi Capital Management provides financial planning, ongoing investment supervisory services, and retirement plan consulting to a mix of individuals, personal trusts, corporations, charitable organizations, and tax‑qualified retirement plans. Services described in the brochure include customized portfolio management (discretionary and non‑discretionary), development and monitoring of plan investment menus, participant education, benchmarking, and implementation support.
The firm constructs tailored, diversified portfolios using mutual funds, ETFs, individual equities and fixed income, and may recommend alternative investments for accredited investors; it applies both fundamental and technical analysis and rebalances accounts as warranted. Gygi’s strategies can include derivatives — options and futures — for timing and hedging (with futures generally limited to a stated portion of a portfolio) and the adviser conducts ongoing performance monitoring and reporting.
Notable distinctions from many peers include the adviser’s dual business activities: registered representative affiliation with a broker‑dealer (Union Capital Company) and insurance‑agent arrangements performed in a separate capacity, with disclosures and supervisory measures in place to address conflicts of interest. The firm also offers institutional‑level services (ERISA 3(21) plan consultation, pension consulting, and plan fiduciary reviews) and, for an independent advisory practice of its size, manages a relatively large client base approaching 200 relationships.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
Flat fees ranging from $200 to $2,000 depending on engagement complexity
0.50% to 2.50% (varies by account size and client factors)
$150/hour with a $200 minimum fee
Fee-only: Fee-only based on assets under management; no commissions received by firm.
Main office location
Gygi Capital Management
4674 West 9980 North
Cedar Hills UT 84062, United States
Number of offices
1
Most active in
Gygi Capital Management has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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