G
GWD Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,556,225
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$5,852,075
About
GWD Capital Management provides investment management and financial planning to individual and high-net-worth clients as well as business entities, including corporations, pension plans, trusts, and charitable organizations. The firm offers continuous portfolio management, modular financial planning services, mutual fund evaluation, and the option to recommend or delegate to third-party managers.
The adviser uses a mix of fundamental and technical analysis, implements both long- and short-term purchase strategies, and may employ allocation models and newsletters to support investment decisions; mutual fund selections are evaluated on manager tenure, expense ratios, returns, and related criteria. Accounts can be managed on a discretionary or non-discretionary basis, and the firm may coordinate with third-party managers or administrators when appropriate.
Noteworthy for a firm of its size, GWD works with corporate and retirement-plan clients in addition to individual investors — a client mix that is less common among independent single-advisor firms. The adviser operates with roughly $19.5 million in regulatory assets under management and a very small client roster (three clients), requires advisers to hold professional licensing (e.g., FINRA Series 65/66), and generally leaves proxy voting to clients rather than voting proxies on their behalf.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Debt management
Cash flow / budgeting
Fee options
Fixed fees for financial planning generally do not exceed 2% of client’s portfolio; fees vary based on scope and complexity.
$0 - $4,999,999: 0.5% to 2.0% $5,000,000+: Negotiable but not to exceed 2.0%
Commissions may be earned separately by firm representatives acting as registered representatives or insurance agents; these are in addition to advisory fees.
Financial planning hourly rates range from $75 to $300 per hour.
Main office location
GWD Capital Management, LLC
Coppell TX, United States
Number of offices
1
Most active in
GWD Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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