Gulf Coast RIA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Gulf Coast RIA is a state-registered investment adviser founded in 2021 that provides continuous investment portfolio management to individual investors, high-net-worth clients, charitable institutions, foundations, endowments, trusts and other entities; as of December 1, 2024 it reported approximately $20 million in discretionary assets and $3 million in non-discretionary assets. The firm manages accounts on a discretionary basis and provides advice across a wide range of securities, including exchange-listed and over‑the‑counter equities, fixed income, mutual funds, ETFs and options.
The firm’s investment approach is asset-allocation driven and combines fundamental and technical analysis with cyclical/seasonal, volatility and volume-flow analysis; it also uses back‑testing and may implement option overlay strategies. Gulf Coast RIA discloses that several of its services are actively managed, which can lead to higher trading frequency and attendant transaction and tax considerations.
Distinctive features relative to many peers include the firm’s small, owner-operated structure while offering active options and systematic analysis tools, and its use of custodial arrangements with AOS, dba MoneyBlock (with clearing at APEX) and TradeStation. The firm also states it does not receive soft dollars, does not vote client proxies, does not charge performance-based fees, and maintains a written Code of Ethics and personal trading policies.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Fee options
Flat quarterly retainer fee in an amount agreed in client agreement
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.05% $1,000,001 - $3,000,000: 0.85% $3,000,001+: 0.55%
Minimum fee: $50 minimum quarterly fee Fee-only: Flat quarterly retainer fee (with $50 minimum quarterly fee)
Main office location
Gulf Coast RIA
410 Schilling, Ste A
Baytown TX 77520, United States
Number of offices
1
Most active in
Gulf Coast RIA has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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