Gulati Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$21,641,250
Total clients
41
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
41
Average account size
$527,835
About
Gulati Asset Management LLC provides discretionary and non-discretionary portfolio management and general financial consulting primarily for individual clients and also for institutional clients such as pension and profit-sharing plans, trusts, and business entities. Services include ongoing portfolio supervision as well as retirement, tax, and investment planning advice tailored to each client’s objectives.
The firm constructs portfolios using equities, exchange-traded funds, mutual funds, fixed income, covered options, and occasional private placements, and it sets target asset allocations with ongoing rebalancing. GAM employs quantitative techniques such as Monte Carlo simulation and a Black Swan test to assess risk and may use margin, short sales, and derivatives (including options) in separately managed accounts when consistent with a client’s risk tolerance.
Noteworthy for a single-advisor independent firm with roughly $21.6 million in assets and about 41 clients, GAM manages institutional relationships and discloses the use of borrowing and derivatives in separately managed accounts—practices that are uncommon among peers. The firm also discloses the use of AI tools in its processes and has documented past state regulatory consent matters that were resolved with fines.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% $100,001 - $250,000: 1.25% $250,001 - $500,000: 1.10% $500,001 - $750,000: 1.00% $750,001 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $3,000,000: 0.70% $3,000,001 - $5,000,000: 0.50% $5,000,001 - Negotiable: Negotiable
Up to $300/hour, negotiable
Account minimum: $250,000
Main office location
Gulati Asset Management LLC
Vero Beach FL, United States
Number of offices
2
Most active in
Florida · Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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