Guiding Wealth Management, LLC

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Client assets under management

$59,431,009

Clients

29% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$861,319

About

The firm serves individual and high-net-worth clients, providing discretionary investment management and a range of financial planning services including retirement, tax coordination, estate, college savings, business planning, and employee benefits optimization. It operates as a small team practice (four advisors) managing roughly $59 million for a limited client base across multiple offices.

Guidance is implemented through individualized investment policy statements and discretionary portfolio management that combines fundamental and technical analysis, with account reviews performed on a regular (quarterly) basis and client-imposed restrictions accommodated. Clients may engage the firm under both a financial planning agreement and an investment management agreement simultaneously; the firm coordinates fees through a combined-fee arrangement that can credit asset-based management fees against planning charges.

Noteworthy differences from many peers include the firm’s disclosure that the principal also operates a separate consulting/training business and dedicates significant time to those activities, a relationship the firm requires be disclosed to clients as a potential conflict of interest. The firm also does not aggregate trades into block orders for multiple clients (implementing trades on an individual-account basis), does not accept third‑party sales compensation, and relies on a recommended qualified custodian from which it receives support products and services; clients retain responsibility for proxy voting.

Client services

Financial planning Portfolio management

Expertise

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.)

Fee options

Fixed

Financial planning fixed fees range between $500 and $15,000, negotiable, agreed upon before services start.

Percentage

$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.80% $3,000,001+: 0.60%

Project-based

$150 to $500 per hour for financial planning in special circumstances.

Other

Minimum fee: Minimum Annual Fee of $5,500, which can be satisfied by asset-based fees; if asset-based fee is less than this, client pays the difference.

Main office location

Guiding Wealth Management, LLC

2007 N. Collins Blvd, Ste 503

Richardson TX 75080, United States

Number of offices

Most active in

California · Texas · Vermont

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook X Instagram Website 214-810-3835

Advisors at this firm

Hannah M

CFP®, Series 66

Richardson, TX

Guiding Wealth Management, LLC

Hannah Moore is a CFP® with 14 years of industry experience and has been with Guiding Wealth Management, LLC since 2013. She holds a Series 66 license and owns Moore Media Consulting Group, LLC, which provides training to other financial planners. Guiding Wealth Management is a team-based advisory firm serving individual and high-net-worth clients with discretionary portfolio management and comprehensive financial planning. The firm emphasizes individualized investment policy statements and employs both fundamental and technical analysis in asset-allocation-driven portfolio construction.

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.)

Luis R

Series 65

Richardson, TX

Guiding Wealth Management, LLC

Luis Razo is a financial advisor at Guiding Wealth Management, LLC with two years of industry experience. He holds a Series 65 designation and has prior work history including roles at Avant Enterprises and Jenson USA Bicycles. Guiding Wealth Management is a team-based advisory firm serving individual and high-net-worth clients with discretionary portfolio management and comprehensive financial planning. The firm emphasizes asset-allocation-driven portfolio construction and offers customized investment solutions without account minimums.

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.)

Neven K

Series 65

Burlington, VT

Guiding Wealth Management, LLC

Neven Kraguljevic is a financial advisor at Guiding Wealth Management, LLC in Burlington, VT, holding a Series 65 designation with two years of industry experience. Prior to joining Guiding Wealth in 2023, he worked at Elephant Corner Financial LLC and spent nine years at Johnson & Wales University. Guiding Wealth Management is a team-based advisory firm serving individual and high-net-worth clients through discretionary portfolio management and comprehensive financial planning. The firm emphasizes asset-allocation-driven portfolio construction and regularly reviews accounts while accommodating client-imposed investment restrictions.

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.)

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