Gudorf Financial Group, LLC logo

Gudorf Financial Group, LLC

Updated today

Client assets under management

$0

Clients

0

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

0

Very Low

Average account size

About

Gudorf Financial Group is an SEC‑registered investment adviser that provides discretionary investment management, wealth planning, and retirement plan advisory services. The firm offers 3(21) and 3(38) plan-level consulting and ongoing fiduciary support for retirement plans in addition to customized financial planning and portfolio oversight.

The firm’s investment process emphasizes Modern Portfolio Theory and a primarily long‑term approach, typically constructing diversified portfolios using low‑cost mutual funds and ETFs while occasionally using individual stocks, bonds or REITs where appropriate. Gudorf Financial develops strategic asset allocations tailored to each engagement, implements those allocations on a discretionary basis, and monitors accounts regularly with the option to rebalance or harvest gains/losses as circumstances warrant.

What is distinctive about Gudorf Financial compared with many peers is its network of affiliated professional services: it is affiliated with Gudorf Law Group (legal and trustee services), Gudorf Tax Group (tax and accounting), and Wealth Counselors (insurance), and the brochure discloses that clients may be offered reduced or waived fees for those affiliated services. The firm’s emphasis on retirement plan advisory work (including pension consulting and ERISA fiduciary support) and these law and insurance affiliations are less common among similarly categorized investment managers and introduce potential conflicts of interest the firm discloses in its brochure.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Real estate investing Tax-loss harvesting

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Fee options

Percentage

$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.35% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% Over $5,000,000+: Negotiable

Other

Account minimum: $750,000 Fee-only: Annual asset-based fees with tiered schedule; no commissions or other compensation from product sponsors

Main office location

Gudorf Financial Group, LLC

8145 North Main Street

Dayton OH 45415, United States

Number of offices

1

Most active in

Ohio · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Daniel G

Series 65

Dayton, OH

Gudorf Financial Group, LLC

Daniel Gudorf is a financial advisor with Gudorf Financial Group, LLC in Dayton, OH, holding a Series 65 credential and 14 years of industry experience. Prior to founding his current firm, he worked at Cambridge Investment Research Advisors for eight years. Outside of his advisory role, he serves as Chief Strategy Officer at Gudorf Law Group, a law firm, and is involved with Wealth Counselors, an insurance agency. Gudorf Financial Group is an SEC-registered investment adviser that provides discretionary investment management, wealth planning, and retirement plan advisory services. The firm focuses on long-term, diversified portfolios using low-cost mutual funds and ETFs and offers fiduciary support for retirement plans, supported by its network of affiliated legal and insurance services.

Wealth management Real estate investing Tax-loss harvesting
user avatar

Allison S

CFP®

Dayton, OH

Gudorf Financial Group, LLC

Allison Szkody is a CFP® professional with five years of industry experience. She currently works at Gudorf Financial Group, LLC and previously held roles at Cambridge Investment Research Advisors and Fifth Third Bank. Outside of her advisory work, she consults on financial matters for a law firm and is a licensed insurance agent involved in implementing insurance recommendations. Gudorf Financial Group is an SEC-registered investment adviser that provides discretionary investment management, wealth planning, and retirement plan advisory services. The firm emphasizes a long-term investment approach using diversified portfolios primarily composed of low-cost mutual funds and ETFs, supported by affiliated legal and insurance services.

Wealth management Real estate investing Tax-loss harvesting
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