Guardian Brothers
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Guardian Brothers Capital LLC provides portfolio management and financial planning services, creating Investment Policy Statements and tailoring portfolios to clients’ goals, time horizons, and documented risk tolerances. The firm offers asset-based and performance-based portfolio arrangements and charges financial planning either as a negotiated fixed fee or on an hourly basis.
The firm uses a mix of analytical methods — including fundamental, quantitative, technical, charting, and modern portfolio theory — and requests discretionary authority to implement its strategies consistent with clients’ IPS. For clients paying standard management fees GBCL describes a long-only, strategic asset-allocation and buy-and-hold approach, while performance-fee accounts may employ margin, tactical allocation, active trading, and long/short positions and may include leveraged ETFs, cryptocurrencies, and high-yield bonds.
GBCL is a recently formed, very small registered adviser with a single management person and reported no assets under management as of September 2024, which may affect operational scale and resources. The firm’s acceptance of hourly planning fees (relatively uncommon among investment managers) and explicit use of higher‑risk tactics in performance-fee accounts are distinguishing features to consider when evaluating its services.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Passive / index investing
Fee options
$250 to $10,000 fixed fee for comprehensive financial planning
$1 - $1,000,000: 3.00% $1,000,001 - $3,000,000: 2.00% $3,000,001 - and Up: 1.00%
$150 per hour
2.00% of assets under management plus 20.00% of capital appreciation for qualified clients
Most active in
Guardian Brothers has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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