Groundwork Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$39,331,863
Total clients
90
8% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
90
Average account size
$437,021
About
Groundwork Wealth Management, LLC serves individual and high-net-worth clients with comprehensive portfolio management and financial planning, and also offers educational seminars on topics such as retirement, estate planning, and market overviews. Its advisory services encompass a broad range of securities, including stocks, bonds, mutual funds, ETFs, options and certain private investments, and clients may place reasonable restrictions on holdings.
The firm combines fundamental, technical and cyclical analysis and employs long-term, short-term and trading strategies as appropriate to client objectives and risk tolerance. Portfolios are reviewed at least quarterly and the firm may manage accounts on a discretionary basis when authorized by the client.
Groundwork is notable among solo independent advisers for several uncommon features disclosed in its brochure: it has a regulatory disclosure event involving a consent order and an administrative assessment related to procedures for inverse and leveraged ETFs, it maintains legacy wrap-fee program clients being transitioned into its advisory service, and it incorporates derivatives (including options and inverse/leveraged ETF exposures) in client accounts while also offering seminar-based client education. These elements distinguish its practice model from many peers that do not sponsor wrap programs, rarely use derivatives, or provide paid educational workshops.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Retirement income strategy
General estate planning guidance
Cash flow / budgeting
Fee options
Up to $500 per educational seminar
1.00% annually
Main office location
Groundwork Wealth Management, LLC
131 Wallace Ave, Suite 14
Downingtown PA 19335, United States
Number of offices
1
Most active in
Groundwork Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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