GROGAN Advisory Services, LLC

The firm serves primarily individual clients — including a notable proportion described as high‑net‑worth — and also works with businesses, charities and small pension plans. It offers wealth management services that include portfolio management, asset protection, philanthropic planning and optional financial planning, and it can coordinate with other money managers when clients seek exposure to alternative investments.

The firm tailors strategies to each client’s situation by considering factors such as employment, cash reserves, retirement timing, income needs and risk tolerance, and it monitors portfolios on a regular basis, generally with discretionary authority when authorized. Investment decisions are driven by fundamental security analysis and third‑party research, with a conservative orientation and use of broadly traded securities such as stocks, bonds, mutual funds and ETFs.

Noteworthy characteristics include a relatively modest level of assets under management while maintaining a multi‑client book that includes many high‑net‑worth relationships, and an explicit practice of selecting and monitoring specialist third‑party managers for alternatives or option strategies. The brochure also discloses a prior consent order from the state regulator and describes the principal’s non‑advisory activities (as an author, public speaker and founder of a mental‑health nonprofit), matters prospective clients may wish to discuss further.