G
Grimaldi Investment Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,461,045
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
21
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$641,002
About
The firm provides discretionary investment management for individual investors and a range of account types including IRAs, trusts, estates, nonprofit corporations, and corporate accounts. It also manages pension and profit‑sharing plans and other institutional‑style accounts, a service offering that is uncommon for independent advisors of this size.
Investment decisions begin with an economic analysis and employ an eclectic approach with an emphasis on value and contrarian styles, using proprietary fundamental models and screens alongside technical analysis to build portfolios of listed securities. Portfolios are created from a client questionnaire and interview, are individually managed, held at an independent custodian, and trading is sometimes aggregated for execution.
The advisor has operated the firm since 1991 and brings a long tenure and formal training in business and economics, supporting the use of proprietary research tools in portfolio construction; the firm manages roughly $14.9 million across a small client base. Operationally, the firm uses a discount custodian, provides written quarterly account statements, does not vote client proxies (clients receive proxy materials directly), and does not charge performance‑based fees.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $250,000: 0.60% annually (Equity Accounts) $250,000 - $500,000: 0.55% annually (Equity Accounts) $500,000+: 0.50% annually (Equity Accounts) $0 - $250,000: 0.45% annually (Fixed Income Accounts) $250,000 - $500,000: 0.40% annually (Fixed Income Accounts) $500,000+: 0.35% annually (Fixed Income Accounts)
Account minimum: $60,000 Minimum fee: Minimum yearly fee of $360 ($90 per quarter), minimum fee will not exceed 3% of account value Fee-only: Investment management fee paid quarterly in advance, fees may be negotiated
Main office location
Grimaldi Investment Services, LLC
Yorktown IN, United States
Number of offices
1
Most active in
Grimaldi Investment Services, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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