Griffis Asset Management Company, LLC

Griffis Asset Management Company is a small independent registered investment adviser that provides discretionary portfolio management and, in limited cases, non‑discretionary advice to individuals (including high net worth clients), pension and profit‑sharing plans, and corporate entities. The firm customizes investment strategies to client objectives and may include complimentary financial planning as part of its portfolio management services.

The firm employs a mix of analytical approaches—charting and technical analysis, fundamental and cyclical analysis, and modern portfolio theory—and sets allocations based on each client's stated objectives, risk tolerance, time horizon, liquidity needs, and tax considerations. It typically operates under discretionary authority, routinely directs clients to use Interactive Brokers as the qualified custodian, and describes a paying‑agent arrangement in which the custodian debits advisory fees (a limited custody role), while also aggregating trades for fair allocation among accounts.

A distinctive feature of the firm is its affiliation with an in‑house law practice; the firm discloses that it may recommend legal services from that affiliated law firm and acknowledges the potential conflict of interest associated with such referrals. The firm also notes that its principal has a legal and judicial background and that the adviser is newly registered with a relatively small client base and assets under management, a combination of attributes that differentiates it from many peers.