A complete list of active advisors currently associated with Griffin Financial Services

Warmer can help you find a great advisor at Griffin Financial Services or one who fits your needs even better.

The firm provides investment advisory services to individuals, trusts, estates, charitable organizations and small businesses, managing roughly $7.25 million in discretionary assets for a modest client roster. It offers portfolio management and advice across a range of securities — including mutual funds, ETFs, equities, bonds, options and variable annuities — and maintains a $50,000 account minimum. The firm’s investment process uses a mix of fundamental and technical analysis and incorporates third‑party research such as Morningstar; account reviews are performed quarterly and more frequently for portfolio swings of about 5% or significant life events. The adviser operates with limited trading discretion and delivers periodic reports that include positions, performance and fees. The principal also holds broker‑dealer registration with APW Capital and maintains New York licenses to offer life, variable and health insurance, enabling the firm to provide insurance products and variable annuities in addition to advisory services — a combination less common among independent solo advisers. The firm’s brochure also discloses that the principal has disciplinary information in its regulatory record.

To learn more about the advisors currently working at Griffin Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.