Griffin Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,777,621
Clients
54
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
54
HighAverage account size
$440,326
About
Griffin Financial Services is a single‑advisor independent investment adviser that serves individuals, high‑net‑worth individuals, trusts, and business entities, managing roughly $12.1 million across a small client base. The firm offers ongoing discretionary and non‑discretionary asset management, portfolio monitoring, and optional financial planning services provided at no additional charge.
The adviser draws on fundamental and cyclical analysis and modern portfolio theory to build client‑specific strategies based on documented goals, risk tolerance, and time horizons, with quarterly reviews that address allocation, rebalancing, and potential tax‑loss harvesting. Clients complete a profile to set objectives and may impose investment restrictions; fees are billed as a percentage of assets under management.
What distinguishes this firm from many peers is the principal’s active outside businesses: the adviser is a licensed insurance agent and provides tax preparation services, and also maintains a separate legal practice and a small operating business interest. Those outside activities result in separate compensation streams (not part of advisory fees) and are disclosed in the brochure; the firm states procedures and fiduciary obligations are used to mitigate potential conflicts of interest.
Client services
Financial planning
Portfolio management
Fee options
$0 - $500,000: 1.5% annually $500,000.01 - $1,000,000: 1.0% annually $1,000,000.01+: 0.8% annually
Main office location
Griffin Financial Services
Manassas VA, United States
Number of offices
1
Most active in
Griffin Financial Services has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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