Griffin Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$65,667,313
Total clients
155
13% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
78
Average account size
$423,660
About
Griffin Financial Advisors serves individual investors, families, trusts, small businesses and retirement plans, including high‑net‑worth clients, and provides discretionary and non‑discretionary portfolio management, comprehensive financial planning, and project or hourly advice. The firm reports about two advisory professionals and manages assets across both investment management and standalone planning engagements.
The firm operates as an independent, fiduciary advisory practice that charges asset‑based, fixed and hourly fees and documents client objectives with an investment policy statement or risk‑tolerance questionnaire. Its investment process uses fundamental, technical and cyclical analysis, may employ separate managed accounts on custodial platforms, and follows a seven‑step financial planning workflow with periodic reviews and monitoring.
Unlike many peers, the firm’s principals maintain licensed insurance practices and, as outside business activities, may offer insurance products for commissions under a separate DBA (the brochure notes roughly 2% of principal time devoted to insurance). The firm discloses this potential conflict, provides mitigation steps and retains custody and execution relationships with a major custodian while otherwise positioning itself as fee‑focused.
Client services
Expertise
Occupation focus
Fee options
One-time financial planning fixed fee typically between $1,000 and $3,600.
$10,000 - $100,000: 1.75% $100,001 - $400,000: 1.65% $400,001 - $700,000: 1.50% $700,001 - $1,000,000: 1.25% $1,000,001 - $1,500,000: 1.00% $1,500,001 - $1,750,000: 0.75% $1,750,001+: 0.65%
$300 per hour for additional services beyond fixed fee plans.
Account minimum: $10,000 Fee-only: Financial planning fixed fees typically range from $1,000 to $3,600; hourly fee $300 per hour.
Main office location
Griffin Financial Advisors, LLC
St. John IN, United States
Number of offices
1
Most active in
Illinois · Indiana · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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