Greystone Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Classified as an investment manager that primarily handles pooled or institutional assets with few or no individual clients, the firm offers discretionary asset management and financial planning and also conducts public seminars and workshops. The brochure notes the adviser is newly registered in 2026 and is currently in the process of onboarding client assets.
Portfolios are managed on a discretionary basis using fundamental analysis, modern portfolio theory and Monte Carlo planning to set allocations and monitor risk, and the firm generally recommends custody through a national broker-dealer while charging percentage-of-AUM advisory fees. Seminars and workshops are described as educational and provided without charge, and standalone fixed‑fee financial planning is available as a separate service.
Distinctive features disclosed in the brochure include a past FINRA-related administrative suspension that was resolved in 2017, an uncommon disclosure event for firms in this category. The firm’s principal is the sole owner and Chief Compliance Officer and maintains an affiliated insurance agency, spending a significant portion of time on insurance activities and receiving separate insurance compensation; the brochure discloses these relationships, a temporary dual registration for client transitions, and the related conflicts and mitigations.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Financial planning fees range from $500 to $5,000 depending on complexity.
$0 - $2,999,999: 1.50% $3,000,000 - $4,999,999: 1.25% $5,000,000+: 1.00%
Investment Advisor Representatives receive external compensation from sales of insurance products.
Account minimum: $250,000 (minimum may be lowered or waived at discretion of GWM)
Main office location
Greystone Wealth Management LLC
17011 Beach Blvd, Suite 900
Huntington Beach CA 92647, United States
Number of offices
1
Most active in
Greystone Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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