GreenLeaf Financial Network, LLC

Greenleaf Financial Network, LLC is a Kansas-registered investment adviser that serves individuals and families (including trusts, estates and retirement accounts), as well as retirement plan sponsors and other entities. The firm delivers portfolio management (discretionary and non‑discretionary), financial planning, investment consulting, third‑party manager referrals, and retirement plan services through a network of independent Investment Adviser Representatives that together manage about $118 million for roughly 189 clients.

GFN describes a customized investment management approach in which IARs gather clients’ goals and risk tolerances, implement tailored asset allocations, and perform periodic rebalancing and reviews; IARs may manage accounts directly or recommend unaffiliated third‑party managers. The brochure lists a broad set of analytical methods (fundamental, technical, quantitative, modern portfolio theory, cyclical and charting) and a wide range of strategies (long‑ and short‑term trading, options, margin and short sales), and it discloses that referral/solicitor fees are paid when clients are placed with third‑party managers.

Noteworthy operational features include a distributed multi‑advisor model in which IARs may operate under the GFN name or other branded business names and the firm’s explicit custodial relationship with Charles Schwab Advisor Services, which provides institutional trading, custody, research and other services that can also produce non‑monetary benefits to the firm. The brochure also discloses that some advisory personnel maintain broker‑dealer and insurance licenses, a structure the firm identifies as a source of potential conflicts of interest that it manages through its policies and disclosures.