Greene & Company Financial Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,815,098
Clients
69
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
69
Very HighAverage account size
$127,755
About
Greene & Company Financial Services LLC provides investment advice and portfolio management to individual clients and to pension and profit‑sharing plans. In addition to discretionary portfolio management, the firm offers fixed‑index annuities as an alternative to equity investments and handles special‑project advisory work for clients.
The firm tailors recommendations to client objectives and manages accounts on a discretionary basis, using a mix of charting, fundamental and technical analysis and favoring companies with accelerating quarter‑to‑quarter revenue and profit growth. Implementation can include long‑ and short‑term purchases and a stated 25% trailing‑stop strategy; research sources cited in the brochure include Charles Schwab research tools and a subscription to Oxford Club publications.
Distinctive features include an affiliation with an accounting firm owned by the same principal and the fact that the principal is a licensed CPA with a Personal Financial Specialist credential, which integrates tax and financial planning considerations into advice. The firm is also insurance‑licensed and discloses commission‑based sales of fixed‑index annuities (with carriers such as Allianz and EquiTrust), and it explicitly accepts pension/profit‑sharing plan clients — all of which are less common among independent advisers of this size.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Annuities
Fee options
Fees are negotiable; some clients have flat fee agreements, e.g., 1% annually
$0 - $250,000: 1.75% annually $250,000 - $500,000: 1.50% annually $500,000 - $750,000: 1.25% annually $750,000+: 1.00% annually
Commissions on the sale of Fixed Index Annuities; not on securities advisory services
Typically $180 per hour for special projects requested by client
Minimum fee: No minimum fee; annual fee will not exceed 2% Fee-only: Advisory fees as described; no commissions on investment advice
Main office location
Greene & Company Financial Services LLC
Moultonborough NH, United States
Number of offices
1
Most active in
Greene & Company Financial Services LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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